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4.8.3
Zurich, Yokohama, Xanadu, Washington DC
ServiceNow® Legal Stock Preclearance is a Legal Practice app included with Legal Service Delivery that enables an organization to comply with its stock preclearance policy by automating the submission and approval of stock preclearance requests.
You can install Legal Stock Preclearance of Interest separately, or install the Legal Simple Compliance suite, which includes Gifts and Entertainment Compliance, Legal Stock Preclearance, and Legal Conflict of Interest.
The Stock Preclearance legal practice application enables legal staff to:
- Manage employee requests to sell stocks within the open trading window.
- Configure a company’s access persons list, trading window, and trading holidays.
- Fixed
- Fixed proposed transaction date validation in the intake form.
Permissions and roles:
Role required to install the app: System admin (admin)
The following plugins must be installed and active:
- Fiscal Calendar (com.snc.fiscal_calendar)
Dependent on applications:
- Legal Request Management (com.sn_lg_ops)
Optional applications:
- Employee Center (com.snc.employee_center)
- Legal Simple Compliance (com.sn_lg_simplecompl)